Richard D. Sheneman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Dale Sheneman, who also goes by Rick Sheneman, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1978. Richard had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2002 - April 3, 2003
J.P. TURNER & COMPANY, L.L.C.
July 26, 2001 - September 30, 2002
SCHNEIDER SECURITIES, INC.
May 10, 1999 - July 17, 2001
BERRY-SHINO SECURITIES, INC.
April 18, 1997 - December 31, 1998
NTB FINANCIAL CORPORATION
September 23, 1987 - April 14, 1997
SCHNEIDER SECURITIES, INC.
January 21, 1986 - September 11, 1987
FIRST ARIZONA INVESTMENT SECURITIES, INC.
July 23, 1984 - February 12, 1986
J. W. GANT & ASSOCIATES, INC.
June 1, 1982 - July 26, 1984
SECO SECURITIES, INC.
November 1, 1981 - February 23, 1982
B. J. LEONARD AND COMPANY, INC.
May 19, 1980 - August 11, 1981
SECO SECURITIES, INC.
October 2, 1978 - June 14, 1980
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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