Russell J. Rizor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell John Rizor was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1978. Russell had worked at 12 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2013 - May 3, 2013
FINANCIAL TELESIS INC
December 1, 2010 - April 15, 2013
FINANCIAL TELESIS INC
September 1, 2010 - April 15, 2013
FINANCIAL TELESIS INC
August 1, 2008 - July 23, 2010
NRP ADVISORS, INC.
July 31, 2008 - July 23, 2010
NRP FINANCIAL, INC.
August 8, 2006 - August 26, 2008
CBIZ FINANCIAL SOLUTIONS, INC.
August 7, 2006 - August 26, 2008
CBIZ FINANCIAL SOLUTIONS, INC.
October 24, 2003 - August 9, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 9, 2003 - August 9, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 6, 2001 - October 29, 2003
NEW ENGLAND SECURITIES
August 31, 2001 - October 29, 2003
NEW ENGLAND SECURITIES
January 4, 1991 - March 25, 1991
FSC SECURITIES CORPORATION
June 4, 1987 - January 4, 1991
SHUBERT RIZOR SECURITIES, INC.
February 2, 1987 - January 28, 1992
INTERNATIONAL ASSETS ADVISORY, LLC
March 22, 1984 - June 24, 1985
THE GALBRAITH SECURITIES COMPANY
June 13, 1980 - April 18, 1989
TOWER SQUARE SECURITIES, INC.
October 4, 1978 - November 29, 1979
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/22/1978
Registered Representative ExaminationCurrent Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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