Steven T. Gamble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Todd Gamble SR, who also goes by Steven Todd Gamble, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 1984 - March 12, 1985
JESUP & LAMONT SECURITIES CO., INC.
March 7, 1984 - October 12, 1984
UBS FINANCIAL SERVICES INC.
July 28, 1982 - August 10, 1982
E. F. HUTTON & COMPANY INC
July 22, 1982 - March 5, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JESUP & LAMONT SECURITIES CO., INC.
CRD#: 6736 / SEC#: , 8-22790
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
