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MC

Michael D. Cronin

HAZARD & SIEGEL ADVISORY SERVICES LLC
Dewitt, NY 13214
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CRD#: 857719
MC

Professional summary


Michael David Cronin is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Dewitt, New York and HAZARD & SIEGEL, INC. located in Syracuse, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Michael has worked at 4 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael David Cronin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 14, 2021 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 5793 Widewaters Pkwy., Dewitt, NY 13214
RIA
CRD#: 151462
Dewitt, NY
Current

January 10, 2006 - Present

HAZARD & SIEGEL, INC.

Office #1: 432 North Franklin St Suite 20, Syracuse, NY 13204
BD
CRD#: 2048
Syracuse, NY
Past

May 3, 2001 - January 9, 2006

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

March 1, 1996 - February 25, 2000

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

February 11, 1991 - March 1, 1996

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

September 27, 1978 - December 31, 1990

G. R. PHELPS & CO., INC.

BD
CRD#: 173

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(12/16/2010)
RR
Kentucky
(6/25/2025)
RR
Missouri
(12/7/2016)
RR
New York
(2/14/2006)
IAR
New York
(5/14/2021)
RR
Pennsylvania
(6/25/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/19/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/14/1978
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)
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Contact information


Main Address
5793 Widewaters Parkway, Dewitt, NY 13214
Mailing Address
P.o. Box 157, Dewitt, NY 13214-0157
Phone number
(315) 414-0722
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management


Total Number of Accounts294
AUM (Assets Under Management)$ 378,476,990

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462Dewitt, NY 13214

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Contact information


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