RB
Rushton G. Barrosse
CENTAURUS FINANCIAL
Mandeville, LA
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CRD#: 857663
RB
Professional summary
Rushton Garic Barrosse SR, who also goes by Rushton G Barrosse, Rushton Garic Barrosse, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Mandeville, Louisiana.
Rushton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Rushton has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rushton G Barrosse | Rushton Garic Barrosse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOUTH SHORE INSURANCE GROUP, INC., NON-INVESMENT RELATED, MANDEVILLE, LA 70471, SELL FIXED INSURANCE, LIFE, DISABILITY, INDIVIDUAL HEALTH AND GROUP PRODUCTS, DIRECTOR/OFFICER, SINCE 2/6/1986, DEVOTED TIME IS 15 HOURS A MONTH, SELL INSURANCE AND SERVICE CLIENTS. OWNER, RUSHTON BARROSSE, MANDEVILLE, LA 70471. NON INVESTMENT RELATED SINCE 09/1976 AND I SPEND APPROX. 20 HOURS PER MONTH ON THIS ACTIVITY. INSURANCE BROKER WITH DIFFERENT INSURANCE AGENCIES AND COMPANIES. SALES OF LIFE & HEALTH INSURANCE. OFFICER, SGB FINANCING INC., MANDEVILLE, LA 70471. NON INVESTMENT RELATED SINCE 11/1998 AND I SPEND APPROX. 8 HOURS PER MONTH ON THIS ACTIVITY. SMALL CONSUMER LOANS, MIRCO LOANS, NOT TO CFI CLENTS. I SPEND APPROX. 4 HOURS PER MONTH ON THIS ACTIVITY. REVIEWING NOTES, CHECKS AND TAX RETURNS.
CRS (Client Relationship Summary) - RIA
Click below to view Rushton Garic Barrosse SR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rushton Garic Barrosse SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2010 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Mandeville, LA
Current
October 16, 1995 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Mandeville, LA
Past
October 9, 1990 - October 4, 1995
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
April 7, 1988 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
BD
CRD#: 7652
Past
January 15, 1987 - April 21, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
July 17, 1986 - January 29, 1987
PLANVEST CAPITAL CORPORATION
BD
CRD#: 14849
Past
October 4, 1985 - August 12, 1986
PILOT FINANCIAL SERVICES, INC.
BD
CRD#: 7838
Past
February 21, 1985 - October 24, 1985
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
November 12, 1984 - January 28, 1985
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
Past
January 8, 1984 - August 6, 1984
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
September 21, 1983 - January 12, 1984
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
Past
September 27, 1978 - July 27, 1981
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Past
September 27, 1978 - September 17, 1981
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/6/1999)
IAR
California(1/5/2011)
RR
Colorado(10/17/1995)
RR
Florida(1/3/2023)
IAR
Illinois(9/29/2016)
RR
Louisiana(11/1/1995)
IAR
Louisiana(1/19/2011)
RR
Mississippi(6/17/2022)
IAR
Mississippi(6/21/2022)
RR
Pennsylvania(2/6/2025)
IAR
Texas(7/23/2014)
RR
Texas(8/5/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/19/1978
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
