Stephen Chuben
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Chuben, who also goes by Stephen Chubin, Steve Chubin, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1978. Stephen had worked at 12 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 1991 - March 13, 1992
FIRST LAUDERDALE SECURITIES, INC.
August 7, 1990 - March 7, 1991
R.B. WEBSTER INVESTMENTS, INC.
October 20, 1989 - April 5, 1990
BRENNAN ROSS SECURITIES, INC.
April 12, 1989 - September 5, 1989
WELLSHIRE SECURITIES, INC.
February 2, 1988 - December 19, 1988
GREENTREE SECURITIES CORP.
March 20, 1985 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
July 6, 1984 - April 8, 1985
NIELSON AND CLARK INC.
June 26, 1984 - March 18, 1985
CROMWELL, KNIGHT & CO., INC.
March 24, 1983 - June 6, 1984
STATE CAPITAL FINANCIAL SERVICES CORPORATION
August 30, 1982 - December 29, 1982
CRALIN & CO., INC.
July 9, 1982 - July 22, 1985
ADAMS, JAMES, ABARR & COMPANY, INC.
February 24, 1978 - September 1, 1978
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST LAUDERDALE SECURITIES, INC.
CRD#: 13909 / SEC#: , 8-30609
Contact information
Documents
Red Flags
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