JO
James W. Olsen
LEGACY INVESTMENT STRATEGIES
METAIRIE, LA 70002
Some features on this profile are disabled
CRD#: 857594
JO
Professional summary
James William Olsen, CFP® is a registered financial advisor currently at LEGACY INVESTMENT STRATEGIES, LLC located in Metairie, Louisiana and LPL FINANCIAL LLC located in Metairie, Louisiana.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. James has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/01/2024 - Legacy Investment Strategies. LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/1985 - 120 Hours Per Month/ 8 Hours During Trading 2) 05/07/2024 - LEGACY INVESTMENT STRATEGIES, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 9/1/1985 - 120 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Legacy Investment Strategies LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view James William Olsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
December 6, 2011 - Present
LEGACY INVESTMENT STRATEGIES, LLC
Office #1: 3445 N Causeway Blvd Suite 905, Metairie, LA 70002RIA
CRD#: 117423
METAIRIE, LA
Current
May 1, 2024 - Present
LPL FINANCIAL LLC
Office #1: 3445 N Causeway Blvd Ste 905, Metairie, LA 70002RIA
BD
CRD#: 6413
METAIRIE, LA
Past
March 30, 2000 - May 1, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
GRETNA, LA
Past
March 31, 1999 - March 31, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
February 26, 1998 - July 19, 2004
BTS ASSET MANAGEMENT, INC.
RIA
CRD#: 105215
GRETNA, LA
Past
July 30, 1986 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
October 17, 1984 - August 4, 1986
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
January 18, 1984 - August 6, 1984
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Past
April 29, 1982 - February 10, 1984
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2024)
RR
Arizona(6/5/2024)
RR
Arkansas(9/12/2024)
RR
California(5/1/2024)
IAR
California(5/28/2024)
RR
Colorado(5/1/2024)
RR
Connecticut(5/1/2024)
RR
Florida(5/2/2024)
RR
Georgia(5/1/2024)
RR
Idaho(5/1/2024)
RR
Illinois(5/1/2024)
RR
Indiana(8/19/2025)
IAR
Louisiana(12/6/2011)
RR
Louisiana(5/1/2024)
RR
Maryland(5/1/2024)
RR
Massachusetts(5/1/2024)
RR
Minnesota(5/1/2024)
RR
Mississippi(5/1/2024)
RR
Nebraska(9/2/2024)
RR
Nevada(12/20/2024)
RR
New York(5/1/2024)
RR
North Carolina(6/12/2024)
RR
Ohio(6/5/2024)
RR
Oregon(7/24/2025)
RR
South Carolina(8/30/2024)
RR
Tennessee(6/9/2025)
IAR
Texas(5/19/2016)
RR
Texas(5/1/2024)
RR
Utah(5/1/2024)
RR
Virginia(5/1/2024)
RR
Wyoming(5/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/19/1978
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LEGACY INVESTMENT STRATEGIES, LLC
I2 ADVISORS | OLSEN, JAMES WILLIAM | OLSEN & GUIDRY, LLC | MGM FINANCIAL GROUP | MGM FINANCIAL | LEGACY INVESTMENT STRATEGIES, LLC | LEGACY INVESTMENT STRATEGIES, L.L.C. | LEGACY INVESTMENT STRATEGIES | JAMES W. OLSEN, CFP AND ASSOCIATES | INTEGRA WEALTH MANAGEMENT
CRD#: 117423 / SEC#:
California
Registered Investment Advisory firm - (5/28/2024 Approved)Louisiana
Registered Investment Advisory firm - (2/1/2002 Approved)Maryland
Registered Investment Advisory firm - (4/3/2024 Approved)Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)Texas
Registered Investment Advisory firm - (5/18/2016 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3445 N Causeway Blvd Suite 905, Metairie, LA 70002
Mailing Address
Phone number
(504) 361-7788
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 103,939,545 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEGACY INVESTMENT STRATEGIES, LLC
CRD#: 117423Metairie, LA 70002TRUST BUT VERIFY
Monitor James Olsen
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
