Warren M. Barnett

BARNETT & CO

Chattanooga, TN 37402-4476

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CRD#: 857529

Professional summary

Warren Magill Barnett is a registered financial advisor currently at BARNETT & CO INC located in Chattanooga, Tennessee.

Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Warren has worked at 1 firm and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Magill Barnett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2007 - Present

BARNETT & CO INC

Office #1: 1300 Broad Street Suite 303, Chattanooga, TN 37402-4476

RIA

CRD#: 105867

Chattanooga, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNETT & CO INC

BARNETT & CO INC | WWW.BARNETTANDCOMPANY.COM

CRD#: 105867 / SEC#: 801-20295

RIA

Registered Investment Advisory firm - (2/6/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(9/18/2007)

IAR

Texas
(9/18/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/16/1978

General Securities Representative Examination

Current Firm

BARNETT & CO INC

BARNETT & CO INC | WWW.BARNETTANDCOMPANY.COM

CRD#: 105867 / SEC#: 801-20295

RIA

Registered Investment Advisory firm - (2/6/1984 Approved)

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Contact information

Main Address

1300 Broad Street Suite 303, Chattanooga, TN 37402-4476

Mailing Address

Phone number

(423) 756-0125

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARNETT ADV PART 2A (1/29/2025)

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 174,961,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Warren M. Barnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Magill Barnett's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNETT & CO INC

Primary Firm SEC Registration

BARNETT & CO INC

State Registrations and Notice Filings

Exams

Series 7

Date: 9/16/1978

Current Firm

BARNETT & CO INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNETT & CO INC

TRUST BUT VERIFY

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