Richard S. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Suydam Johnson was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1978. Richard had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2003 - July 9, 2012
SUMMIT FINANCIAL GROUP INC
February 3, 2003 - July 9, 2012
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 2, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 3, 1994 - January 2, 2001
JWGENESIS SECURITIES, INC.
October 17, 1988 - January 3, 1994
JW GENESIS CLEARING CORP.
October 3, 1988 - October 20, 1988
DOMINICK & DICKERMAN LLC
November 14, 1986 - October 3, 1988
DOMIK CORP.
September 25, 1978 - January 3, 1994
JW GENESIS CLEARING CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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