Camille D. Sands
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Camille Davella Sands, who also goes by Camille Cinque, Camille D Loomis, Camille S Loomis, Camille D Santa Lucia, Camille D. Santa Lucia, was a registered financial advisor .
Camille is a previously registered financial advisor and started their career in finance in 1978. Camille had worked at 12 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2006 - November 27, 2012
HSBC SECURITIES (USA) INC.
January 1, 2005 - November 27, 2012
HSBC SECURITIES (USA) INC.
October 31, 2003 - January 1, 2005
HSBC BROKERAGE (USA) INC.
October 16, 2002 - September 30, 2003
BNY MELLON SECURITIES CORPORATION
August 25, 1999 - September 30, 2003
BNY MELLON SECURITIES CORPORATION
August 21, 1996 - September 1, 1999
CHASE INVESTMENT SERVICES CORP.
April 17, 1995 - August 21, 1996
FISERV INVESTOR SERVICES, INC.
June 1, 1992 - April 19, 1995
CITICORP INVESTMENT SERVICES
October 25, 1991 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
October 29, 1987 - October 11, 1991
MORGAN STANLEY DW INC.
March 15, 1982 - November 5, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
August 3, 1981 - March 23, 1982
FINANCIAL SQUARE PARTNERS
September 26, 1978 - July 22, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
HSBC SECURITIES (USA) INC.
CRD#: 19585 / SEC#: 801-64563, 8-41562
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/22/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/29/1981
Interest Rate Options ExaminationCurrent Firm
HSBC SECURITIES (USA) INC.
CRD#: 19585 / SEC#: 801-64563, 8-41562
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSBC MARKETS (USA), INC. | PARENT | |
| BENDER, SETH P | GENERAL COUNSEL | 4547812 |
| BUSCAGLIA, SARA FAYE | DIRECTOR | 4884059 |
| HENDERSON, JASON RYAN | PRESIDENT/CEO/DIRECTOR | 7207400 |
| MEHTA, ORESTA I | DIRECTOR | 7056066 |
| NATALE, DUSTIN | CHIEF COMPLIANCE OFFICER (BD) AND HEAD OF MSS COMPLIANCE | 5581428 |
| PALOMAKI, DANIEL S | INTERIM CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6817317 |
| PECORELLA, ANTHONY | INTERIM HEAD OF OPERATIONS / PRINCIPAL OPERATIONS OFFICER | 1948919 |
| SHAW, IAN G | MANAGING DIRECTOR, HEAD OF US WPB COMPLIANCE AND CHIEF COMPLIANCE OFFICER OF RIA | 7051510 |
Regulatory assets under management
| Total Number of Accounts | 12,180 |
| AUM (Assets Under Management) | $ 3,232,551,904 |
Disclosures
| Regulatory Event | 86 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 12/11/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
