Michael L. Chindamo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leonard Chindamo, AIF®, CFP®, who also goes by Mickey Chindamo, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1978. Michael had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
December 20, 2017 - December 31, 2025
DOBSON STREET LLC
January 19, 2010 - March 19, 2018
WILBANKS SECURITIES ADVISORY
December 7, 2009 - July 31, 2017
WILBANKS SECURITIES, INC.
March 14, 2008 - December 8, 2009
BROOKSTONE SECURITIES, INC.
March 13, 2008 - December 8, 2009
BROOKSTONE SECURITIES, INC.
February 14, 2008 - May 12, 2008
MUTUAL FUND SPECIALISTS, INC.
September 20, 2005 - December 23, 2009
TOELKE & ASSOCIATES, INC.
February 12, 2004 - October 5, 2007
MUTUAL FUND SPECIALISTS, INC.
August 28, 2002 - September 11, 2003
NEW ENGLAND SECURITIES
May 16, 2002 - September 11, 2003
NEW ENGLAND SECURITIES
February 11, 2002 - March 5, 2002
VALIC FINANCIAL ADVISORS, INC.
December 11, 2001 - February 6, 2002
AMERITAS INVESTMENT COMPANY, LLC
January 31, 2001 - December 13, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 19, 1992 - January 4, 1993
SUNAMERICA SECURITIES, INC.
December 21, 1987 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 15, 1986 - January 26, 1988
SANDHURST SECURITIES LTD.
July 31, 1981 - September 16, 1986
E. F. HUTTON & COMPANY INC
October 1, 1980 - September 19, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 1980 - September 29, 1980
UBS FINANCIAL SERVICES INC.
January 3, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 25, 1978 - January 18, 1979
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/16/1981
Interest Rate Options ExaminationCurrent Firm
DOBSON STREET LLC
CRD#: 289509 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 8,347,534 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
