Brian J. Buckley

BUCKLEY WEALTH MANAGEMENT

Las Vegas, NV 89135-5001

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CRD#: 857260

Professional summary

Brian Joseph Buckley, CIMA®, who also goes by Brian J Buckley, is a registered financial advisor currently at BUCKLEY WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 8 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian J Buckley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- PROVINCIAL COUNCIL OF THE CLERICS OF SAINT VIATORS INVESTMENT BOARD ADVISORY BOARD. 2- Investments & Wealth Institute (IMCA) - 5619 DTC Parkway Suite 506, Greenwood Village, CO 98111 - Committee Member - 1hr/year, if needed - No compensation - Committee member on appeals board for members appealing the board's disciplinary considerations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Buckley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 17, 2017 - Present

BUCKLEY WEALTH MANAGEMENT, LLC

Office #1: 10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001

RIA

CRD#: 285823

Las Vegas, NV

Past

June 1, 2009 - February 23, 2017

MORGAN STANLEY

RIA

CRD#: 149777

LAS VEGAS, NV

Past

June 1, 2009 - February 23, 2017

MORGAN STANLEY

CRD#: 149777

LAS VEGAS, NV

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LAS VEGAS, NV

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

LAS VEGAS, NV

Past

September 5, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LAS VEGAS, NV

Past

August 2, 1988 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LAS VEGAS, NV

Past

January 31, 1980 - August 9, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 25, 1978 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKLEY WEALTH MANAGEMENT, LLC

BUCKLEY WEALTH MANAGEMENT, LLC | BWM, LLC

CRD#: 285823 / SEC#: 801-109016

RIA

Registered Investment Advisory firm - (2/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(2/28/2017)

IAR

Texas
(2/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/12/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 9/16/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 1/21/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 12

Date: 6/24/1981

NYSE Branch Manager Examination

Current Firm

BUCKLEY WEALTH MANAGEMENT, LLC

BUCKLEY WEALTH MANAGEMENT, LLC | BWM, LLC

CRD#: 285823 / SEC#: 801-109016

RIA

Registered Investment Advisory firm - (2/17/2017 Approved)

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Contact information

Main Address

10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001

Mailing Address

Phone number

(702) 805-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	594
AUM (Assets Under Management)	$ 583,151,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Brian J. Buckley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Buckley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

BUCKLEY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/1993

Series 63

Date: 12/18/1979

SIE

Date: 2/23/2017

Series 5

Date: 10/12/1981

Series 7

Date: 9/16/1978

Series 8

Date: 1/21/1991

Series 12

Date: 6/24/1981

Current Firm

BUCKLEY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUCKLEY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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