Brian Joseph Buckley
CIMA®Professional Summary
Brian Joseph Buckley, CIMA®, who also goes by Brian J Buckley, is a registered financial advisor currently at BUCKLEY WEALTH located in Las Vegas, Nevada. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 8 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian J Buckley
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
48 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
BUCKLEY WEALTH | BWM, LLC | BUCKLEY WEALTH MANAGEMENT, LLC
Contact Information
Main Address
10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001Phone Number
(702) 805-1010# of Employees
6SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
614AUM (Assets Under Management)
$643,967,767Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BUCKLEY WEALTH | BWM, LLC | BUCKLEY WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(2/28/2017)
(2/17/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1991Series 12 — NYSE Branch Manager Examination
Passed Jun 1981Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Joseph Buckley's CRS (Customer Relationship Summary).
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