Douglas W. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas W J Mcallister, who also goes by Douglas W Mcallister, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1978. Douglas had worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1987 - February 12, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.
April 26, 1985 - July 18, 1985
MARK SECURITIES, INC.
April 27, 1984 - October 30, 1984
DENTON & COMPANY, INCORPORATED
March 15, 1982 - April 2, 1984
BUELL SECURITIES CORP.
June 8, 1981 - February 25, 1982
INTERNATIONAL SECURITIES, INC.
June 25, 1980 - June 30, 1981
NORTH AMERICAN INVESTMENT CORP.
September 22, 1978 - June 26, 1980
DENTON & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
EQUITABLE SECURITIES OF NEW YORK,INC.
CRD#: 14583 / SEC#: , 8-30929
Contact information
Documents
Red Flags
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