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RD

Robert D. Demonbrun

MUNICIPAL CAPITAL MARKETS GROUP
Greenwood Village, CO 80111
Some features on this profile are disabled
CRD#: 857156
RD

Professional summary


Robert Dill Demonbrun, who also goes by Bob Demonbrun, is a registered financial professional currently at MUNICIPAL CAPITAL MARKETS GROUP, INC. located in Greenwood Village, Colorado.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1978. Robert has worked at 10 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 50, Series 7, Series 24, Series 53 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bob Demonbrun

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Dill Demonbrun's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 24, 2021 - Present

MUNICIPAL CAPITAL MARKETS GROUP, INC.

Office #1: 8400 E. Prentice Ave., Ste. 500, Greenwood Village, CO 80111
BD
CRD#: 107353
Greenwood Village, CO
Past

March 5, 2019 - October 19, 2021

STERN BROTHERS & CO.

BD
CRD#: 16325
ST. LOUIS, MO
Past

June 18, 1997 - February 21, 2019

GATES CAPITAL CORPORATION

BD
CRD#: 29582
HIGHLANDS RANCH, CO
Past

June 28, 1994 - July 3, 1997

HARVESTONS SECURITIES, INC.

BD
CRD#: 34509
GREENWOOD VILLAGE, CO
Past

November 19, 1993 - May 9, 1994

ALTURA, NELSON & CO., INCORPORATED

BD
CRD#: 14600
SAN RAMON, CA
Past

February 11, 1993 - November 9, 1993

WELDON SULLIVAN CARMICHAEL & COMPANY

BD
CRD#: 23406
Past

June 18, 1992 - December 11, 1992

LP CHARLES & COMPANY, INC.

BD
CRD#: 27020
Past

March 26, 1984 - March 27, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

February 21, 1980 - January 10, 1986

ANDERSON, DEMONBRUN, INC.

BD
CRD#: 8077
Past

September 22, 1978 - June 5, 1980

HANIFEN, IMHOFF INC.

BD
CRD#: 2126

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/5/2022)
RR
Colorado
(11/24/2021)
RR
Wyoming
(10/20/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/20/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/6/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 11/6/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 12/8/1978
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MC
MUNICIPAL CAPITAL MARKETS GROUP, INC.
MUNICIPAL CAPITAL MARKETS GROUP, INC.

CRD#: 107353 / SEC#: , 8-53038

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254
Mailing Address
5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254
Phone number
(972) 386-0200
Established
Texas since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CORNWALL, FREDERICK REIDPRESIDENT - CCO835429
HARLING, MICHAEL WILLIAMEXEC. V.P.1976368
ANDERSON, JAMES MARTINSR. VICE PRESIDENT850454
WOODLIFF, KAREN SU MCKEEPFO/POO4621874

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MUNICIPAL CAPITAL MARKETS GROUP, INC.

CRD#: 107353Greenwood Village, CO 80111

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