Bernard R. Odonnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Richard Odonnell, who also goes by Bernard Richard O'donnell, Dick Odonnell, was a registered financial advisor .
Bernard is a previously registered financial advisor and started their career in finance in 1978. Bernard had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2015 - February 2, 2016
CORECAP INVESTMENTS, LLC
December 19, 2012 - December 20, 2013
NOBLES & RICHARDS, INC.
April 15, 2005 - December 22, 2010
EURO AMERICAN CAPITAL CORPORATION
July 23, 2002 - April 29, 2005
SALOMON GREY FINANCIAL CORPORATION
September 13, 2000 - April 29, 2005
SALOMON GREY FINANCIAL CORPORATION
November 24, 1999 - September 5, 2000
BARRON CHASE SECURITIES, INC.
January 4, 1999 - November 2, 1999
JWGENESIS FINANCIAL GROUP, INC
March 7, 1991 - January 4, 1999
CHATFIELD DEAN & CO., INC.
May 31, 1990 - February 27, 1991
KOBER FINANCIAL CORP.
October 3, 1989 - November 29, 1989
MARSHALL DAVIS, INC.
November 4, 1983 - September 1, 1989
BLINDER, ROBINSON & CO., INC.
February 28, 1983 - October 28, 1983
HACKERT/MODESITT INVESTMENTS, LTD.
January 29, 1982 - March 21, 1983
J. W. GANT & ASSOCIATES, INC.
September 22, 1978 - May 13, 1982
J DANIEL BELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/27/1978
Registered Principal ExaminationCurrent Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
