Albert T. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Thomas Thornton Cook JR, who also goes by Albert Thomas Cook Jr, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1978. Albert had worked at 8 firms and has passed the Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - January 29, 2025
THE COOK COMPANY, LLC
September 24, 1997 - June 25, 1998
VESTAX SECURITIES CORPORATION
May 21, 1990 - January 15, 1996
THINKEQUITY LLC
January 12, 1989 - November 5, 1990
INTERCAP FINANCIAL CORPORATION
January 14, 1988 - October 31, 1988
NTB FINANCIAL CORPORATION
November 5, 1984 - February 10, 1988
R.T. CALDWELL & CO., INCORPORATED
June 4, 1981 - October 26, 1982
DAIN RAUSCHER INCORPORATED
September 22, 1978 - March 27, 1984
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE COOK COMPANY, LLC
CRD#: 108889 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 40,940,761 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
