Lester E. Hockenbery

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CRD#: 857052

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lester Edgar Hockenbery, CFP®, who also goes by L. E. Tom Hockenbery, Lester Edgar Hockenbery Jr, Tom Hockenbery, was a registered financial professional .

Lester is a previously registered financial professional and started their career in finance in 1978. Lester had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Retirement Planning

Budgeting

Insurance Planning

Investment Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Are you a "fiduciary"?

Aliases

L. E. Tom Hockenbery | Lester Edgar Hockenbery Jr | Tom Hockenbery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/7/2017 - JACKSONVILLE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 11/2/2017 - 3 Hours Per Month/1 Hour During Securities Trading - Time Spent 5%. 2. 11/7/2017 - TOM HOCKENBERY, CFP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 11/02/2017 - 3 Hours Per Month/1 Hour During Securities Trading - Time Spent 5%. 3. 11/7/2017 - TOM HOCKENBERY, CFP - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 10/27/1978 - 4 Hours Per Month/0 Hours During Securities Trading - Time Spent 2% - Life Insurance, Long term Care, D.I., Medicare Supplements and Fixed Annuities. 4. 4/15/2021 - Jacksonville Wealth Management - DBA: (Hybrid) Jax Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/31/2021 - 160 Hours Per Month/130 Hours During Securities Trading. 5. 4/15/2021 - Jacksonville Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/31/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Jacksonville Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/1978 - Licensed Insurance Agent - Investment Related - At Reported Business Location(s) - Insurance Agent - Start Date - 10/1978 - 4 Hours Per Month/0 Hours During Securities trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Past

March 25, 2021 - October 31, 2024

JACKSONVILLE WEALTH MANAGEMENT

RIA

CRD#: 309312

JACKSONVILLE, FL

Past

February 23, 2018 - April 12, 2021

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Jacksonville, FL

Past

November 7, 2017 - November 19, 2024

LPL FINANCIAL LLC

CRD#: 6413

JACKSONVILLE, FL

Past

October 4, 2011 - December 14, 2017

INDEPENDENT PLANNING SERVICE

RIA

CRD#: 158496

JACKSONVILLE, FL

Past

July 8, 2011 - November 28, 2017

STONEX SECURITIES INC.

CRD#: 18456

JACKSONVILLE, FL

Past

September 12, 2006 - August 5, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

PONTE VEDRA BEACH, FL

Past

January 19, 1990 - August 5, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

PONTE VEDRA BEACH, FL

Past

November 20, 1989 - December 11, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 19, 1989 - January 30, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 21, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 20, 1978 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

September 20, 1978 - December 12, 1989

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 20, 1978 - December 12, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JACKSONVILLE WEALTH MANAGEMENT

JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC

CRD#: 309312 / SEC#: 801-120427

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/12/1978

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/16/1995

General Securities Principal Examination

Current Firm

JACKSONVILLE WEALTH MANAGEMENT

JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC

CRD#: 309312 / SEC#: 801-120427

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

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Contact information

Main Address

8075 Gate Parkway West Suite #101, Jacksonville, FL 32216

Mailing Address

Phone number

(904) 923-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAXWRAP (2/19/2025)

ADV PART 2A- JACKSONVILLE WEALTH MANAGEMENT, LLC (2/19/2025)

Regulatory assets under management

Total Number of Accounts	1,841
AUM (Assets Under Management)	$ 434,636,132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Lester E. Hockenbery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

INDEPENDENT PLANNING SERVICE

STONEX SECURITIES INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

JACKSONVILLE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

Series 1

Date: 9/12/1978

Series 24

Date: 2/16/1995

Current Firm

JACKSONVILLE WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JACKSONVILLE WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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