Gary L. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lynn Moore was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1978. Gary had worked at 11 firms and has passed the Series 63, Series 3, Series 7, Series 52 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1996 - December 24, 1996
COASTAL SECURITIES, INC.
April 1, 1996 - August 16, 1996
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 16, 1994 - March 5, 1996
OPPENHEIMER & CO. INC.
July 21, 1993 - January 21, 1994
REICH & CO., INC.
June 24, 1992 - May 27, 1993
A. WEBSTER DOUGHERTY & CO., INCORPORATED
February 26, 1990 - November 27, 1990
ALLISON, ROSENBLUM & HANNAHS, INC.
February 18, 1988 - October 8, 1988
BOWMAN & COMPANY INCORPORATED
August 20, 1987 - February 10, 1988
SWINK & COMPANY, INC.
March 5, 1986 - May 13, 1986
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
November 24, 1980 - June 18, 1984
R. ROWLAND & CO., INCORPORATED
September 18, 1978 - November 22, 1980
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/8/1978
Registered Representative ExaminationCurrent Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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