SF
Stuart L. Friedman
THE BALDWIN GROUP WEALTH ADVISORS
IRVINE, CA 92614
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CRD#: 856884
SF
Professional summary
Stuart Lawrence Friedman, who also goes by Stuart L Friedman, is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Irvine, California and EQUITABLE ADVISORS, LLC located in Irvine, California.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Stuart has worked at 3 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stuart L Friedman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Baldwin Group Wealth Advisors, LLC Investment related-Investment Adviser Representative Irvine, CA One hundred forty (plus) hours monthly-One hundred twenty during securities trading hours. Start Date Jan 2016. Employee of parent company Baldwin Insurance Group, Inc. (through subsidiary The Baldwin Group Financial Services Holdings, LLC) [grouped under The Baldwin Group], 4211 W. Boy Scout Blvd., Suite 800, Tampa, FL 33607. Start date: Jan 2021. 2. Equitable Advisors, LLC Investment related-Registered Representative. 1345 Avenue of the Americas, New York, NY 10105. Twenty hours during securities trading hours 3. Independent Insurance Agent Non Investment related Fixed insurance business Ten to fifteen hours monthly 4. Ashar Group, LLC Orlando, FL. Life settlements broker Five hours monthly. 5. Referral arrangement with employer The Baldwin Insurance Group, Inc. (through subsidiary The Baldwin Insurance Group Holdings, LLC) [grouped under The Baldwin Group] for insurance products. Start Date: Jan 2021.
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Lawrence Friedman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2021 - Present
THE BALDWIN GROUP WEALTH ADVISORS, LLC
Office #1: 2050 Main Street Suite 950, Irvine, CA 92614RIA
CRD#: 312284
IRVINE, CA
Current
October 20, 1980 - Present
EQUITABLE ADVISORS, LLC
Office #1: 2050 Main Street Suite 510, Irvine, CA 92614RIA
BD
CRD#: 6627
Irvine, CA
Past
June 22, 1998 - October 27, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
IRVINE, CA
Past
September 11, 1978 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2020)
RR
Arkansas(5/19/2025)
RR
California(3/24/1984)
IAR
California(10/26/2021)
RR
Colorado(6/5/2014)
RR
Hawaii(5/17/2022)
RR
Minnesota(8/21/2014)
RR
North Carolina(6/25/2012)
RR
Oregon(5/12/2015)
RR
South Carolina(2/28/2025)
RR
Tennessee(11/17/2023)
RR
Washington(1/9/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/1/1978
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
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Contact information
Main Address
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607
Mailing Address
Phone number
(813) 934-2743
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 21,043,141,324 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
