Steven M. Esielonis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Esielonis was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2000. Steven had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - June 24, 2019
BOSTON ADVISORS, LLC
July 21, 2014 - August 6, 2014
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
June 4, 2004 - August 9, 2004
UBS FINANCIAL SERVICES INC.
September 3, 2000 - August 17, 2001
UBS CAPITAL MARKETS L.P.
August 24, 2000 - September 7, 2000
CHARLES SCHWAB & CO., INC.
May 24, 2000 - July 18, 2000
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/28/1978
Registered Representative ExaminationCurrent Firm
BOSTON ADVISORS, LLC
CRD#: 140059 / SEC#: 801-66535
Contact information
Red Flags
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