MD
Mark K. Donohue
AMUNI FINANCIAL
St Petersburg, FL 33701
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CRD#: 856777
MD
Professional summary
Mark Kevin Donohue is a registered financial advisor currently at AMUNI FINANCIAL, INC. located in St Petersburg, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Mark has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 6TO, SIE, Series 7, Series 52, Series 1, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMUNI FINANCIAL, INC. IT IS INVESTMENT RELATED. LICENSED INURANCE AGENT. I AM A LICENSED INSURANCCE AGENT IN FLORIDA WITH THE ABILITY TO SELL NON SECURITIES INSURANCE PRODUCTS. STARTED 1/15/2018. WILL WORK 2-3 HOURS A MONTH DURING TRADING HOURS. ALL PRODUCTS SOLD WITHIN THE SCOPE OF MY EMPLOYMENT WITH MY FIRM
CRS (Client Relationship Summary) - RIA
Click below to view Mark Kevin Donohue's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Kevin Donohue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2003 - Present
AMUNI FINANCIAL, INC.
Office #1: 720 Second Ave S, St Petersburg, FL 33701Office #2: 720 Second Ave S, St Petersburg, FL 33701Office #3: 720 Second Avenue South, St. Petersburg, FL 33701RIA
BD
CRD#: 8365
St Petersburg, FL
Current
December 4, 1980 - Present
AMUNI FINANCIAL, INC.
Office #1: 720 Second Ave S, St Petersburg, FL 33701Office #2: 720 Second Avenue South, St. Petersburg, FL 33701Office #3: 720 Second Ave S., St. Petersburg, FL 33701RIA
BD
CRD#: 8365
St Petersburg, FL
Past
December 12, 1979 - October 20, 1980
JHM, INC.
BD
CRD#: 7113
Past
September 5, 1978 - January 5, 1980
CROSBY & ELKIN, INC.
BD
CRD#: 6155
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AMUNI FINANCIAL, INC.
AMERICAN MUNICIPAL SECURITIES, INC. | AMUNI FINANCIAL, INC.
CRD#: 8365 / SEC#: 801-120481, 8-25338
RIA
Registered Investment Advisory firm - SEC (3/11/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Florida
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (3/17/2021 Terminated)Louisiana
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Michigan
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Ohio
Registered Investment Advisory firm - SEC (3/11/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (3/16/2021 Terminated)Texas
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/22/2008)
RR
Alaska(9/18/2017)
RR
Arizona(1/3/1997)
RR
Arkansas(6/6/2013)
RR
California(3/24/1984)
RR
Colorado(3/31/2017)
RR
Connecticut(1/3/1994)
RR
Delaware(10/10/2019)
RR
Florida(5/9/1983)
IAR
Florida(9/30/2003)
RR
Georgia(1/24/1992)
IAR
Georgia(11/3/2020)
RR
Illinois(9/27/1983)
RR
Indiana(10/17/1983)
RR
Iowa(11/16/1999)
RR
Kentucky(3/5/2015)
RR
Louisiana(10/21/2009)
RR
Maine(3/24/1984)
RR
Maryland(1/22/1991)
RR
Massachusetts(1/22/1992)
RR
Michigan(12/21/1983)
IAR
Michigan(3/9/2020)
RR
Minnesota(1/21/1999)
RR
Missouri(3/3/1995)
RR
Nevada(4/2/1997)
RR
New Hampshire(10/29/2002)
IAR
New Hampshire(7/9/2025)
RR
New Jersey(1/31/1984)
RR
New Mexico(4/7/2014)
RR
New York(1/9/1990)
RR
North Carolina(2/25/1994)
RR
Ohio(8/24/1983)
RR
Oklahoma(4/4/2005)
RR
Oregon(9/17/2014)
RR
Pennsylvania(8/3/1983)
IAR
Pennsylvania(3/27/2020)
RR
Rhode Island(8/19/2013)
RR
South Carolina(10/3/1996)
RR
South Dakota(7/26/2019)
RR
Tennessee(1/3/1997)
RR
Texas(2/26/1992)
IAR
Texas(11/16/2021)
RR
Vermont(2/25/2008)
RR
Virginia(10/18/1983)
IAR
Virginia(3/22/2024)
RR
Washington(4/1/2013)
RR
West Virginia(11/9/2004)
RR
Wisconsin(1/6/1995)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/24/1978
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AMUNI FINANCIAL, INC.
AMERICAN MUNICIPAL SECURITIES, INC. | AMUNI FINANCIAL, INC.
CRD#: 8365 / SEC#: 801-120481, 8-25338
RIA
Registered Investment Advisory firm - SEC (3/11/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Florida
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (3/17/2021 Terminated)Louisiana
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Michigan
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)Ohio
Registered Investment Advisory firm - SEC (3/11/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (3/16/2021 Terminated)Texas
Registered Investment Advisory firm - SEC (3/15/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
720 Second Ave S., St Petersburg, FL 33701
Mailing Address
P.o. Box 11749, St. Petersburg, FL 33733-9680
Phone number
(727) 825-0522
Established
Florida since 08/18/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
21
SEC notice filing (14 States and Territories)
FINRA licenses (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 274 |
| AUM (Assets Under Management) | $ 159,700,000 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 06/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
