Richard J. Greulich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard James Greulich was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1978. Richard had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2010 - December 7, 2018
WALL ST SECURITIES ADVISORS INC
March 19, 1992 - September 8, 2003
WALL STREET SECURITIES, INC.
September 23, 1986 - March 23, 1988
INVESTMENT CAPITAL CORPORATION
August 1, 1985 - July 16, 1986
PRUDENTIAL EQUITY GROUP, LLC
May 28, 1982 - June 4, 1984
BOETTCHER & COMPANY, INC.
September 1, 1978 - June 16, 1982
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
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Exams
Current Firm
WALL ST SECURITIES ADVISORS INC
CRD#: 155068 / SEC#:
Contact information
Red Flags
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