Glen A. Hatteberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Arthur Hatteberg, who also goes by Glenn Arthur Hatteberg, Lynn Arthur Hatteberg, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1978. Glen had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1992 - July 7, 1993
JINCO SECURITIES, INC.
November 8, 1991 - March 25, 1992
SMITH, BENTON & HUGHES, INC.
June 25, 1987 - November 2, 1989
FIRST EAGLE, INC.
August 23, 1985 - June 15, 1987
MARSHALL DAVIS, INC.
June 28, 1984 - May 31, 1985
QUINN & CO., INC.
May 30, 1984 - June 19, 1984
RLR SECURITIES GROUP, INC.
April 12, 1982 - June 22, 1982
MORGAN STANLEY DW INC.
September 17, 1980 - March 22, 1982
WALL STREET WEST, INC.
September 1, 1978 - September 20, 1980
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
JINCO SECURITIES, INC.
CRD#: 17660 / SEC#: , 8-35561
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
