Joseph Gentile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Gentile was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1978. Joseph had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2013 - September 16, 2015
CRAIG SCOTT CAPITAL, LLC
September 29, 1998 - October 3, 2011
HFP CAPITAL MARKETS LLC
September 18, 1996 - September 10, 1998
GRUNTAL & CO., L.L.C.
December 1, 1992 - December 11, 1992
REICH & CO., INC.
October 13, 1992 - September 9, 1996
MERIT CAPITAL ASSOCIATES, INC.
February 6, 1992 - December 1, 1992
REICH & CO., INC.
October 30, 1991 - February 10, 1992
GLEN RAUCH SECURITIES, INC.
October 5, 1987 - April 12, 1989
OUTWATER & WELLS, INC.
September 8, 1986 - January 9, 1990
GLEN RAUCH SECURITIES, INC.
January 6, 1981 - December 16, 1985
GABRIELE, HUEGLIN & CASHMAN INC.
September 1, 1978 - January 12, 1981
ULTRAFIN INTERNATIONAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 11/27/1978
Financial Principal ExaminationSeries 40
Date: 9/28/1978
Registered Principal ExaminationCurrent Firm
CRAIG SCOTT CAPITAL, LLC
CRD#: 155924 / SEC#: , 8-68751
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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