William R. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Jordan was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2017 - August 25, 2020
MISSIONSQUARE RETIREMENT
November 1, 2002 - March 22, 2017
MISSIONSQUARE RETIREMENT
February 18, 2000 - August 25, 2020
MISSIONSQUARE INVESTMENT SERVICES
September 14, 1995 - January 11, 1996
COMERICA SECURITIES
May 24, 1994 - April 13, 1995
PHOENIX SECURITIES, INC.
January 21, 1991 - April 13, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 21, 1991 - April 13, 1994
OSAIC FA, INC.
February 15, 1988 - December 18, 1990
LEHMAN BROTHERS INC.
August 29, 1984 - February 15, 1988
E. F. HUTTON & COMPANY INC
August 1, 1980 - May 2, 1984
ADVANTAGE CAPITAL CORPORATION
August 29, 1978 - September 17, 1984
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/21/1978
Registered Representative ExaminationCurrent Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
