CC
Corrin E. Campbell
CETERA WEALTH SERVICES
Westminster, CO 80031
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CRD#: 856450
CC
Professional summary
Corrin Emelia Campbell, CFP® is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Westminster, Colorado.
Corrin is registered as a RR (Registered Representative) and started their career in finance in 1978. Corrin has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CAMPBELL FINANCIAL SERVICES, INC., DBA CAMPBELL AND ASSOCIATES,INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES AND FINANCIAL SERVICES, START DATE: 06/1996 POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: OVERSIGHT AND PREPARATION OF FEDERAL AND STATE TAX FORMS, TAX PLANNING ACTIVITIES, DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CORRIN CAMPBELL INVESTMENT RELATED: NO ADDRESS: BOULDER, CO 80303 NATURE OF BUSINESS: NOTARY SERVICES START DATE: POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: MINMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES 3. NAME OF OTHER BUSINESS: GSTE, LLC INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: REAL ESTATE START DATE: 06/1996 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: INVEST IN RESIDENTIAL AND COMMERCIAL REAL ESTATE 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2022 APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH;
CRS (Client Relationship Summary) - BD
Click below to view Corrin Emelia Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
January 13, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8471 Turnpike Dr Ste 115, Westminster, CO 80031BD
CRD#: 13572
Westminster, CO
Past
June 29, 2023 - May 3, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BOULDER, CO
Past
January 13, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BOULDER, CO
Past
August 17, 2016 - December 31, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BOULDER, CO
Past
August 17, 2016 - December 31, 2020
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
BOULDER, CO
Past
February 7, 2003 - July 19, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
BOULDER, CO
Past
January 1, 1999 - February 7, 2003
THE MASTERS, INC.
RIA
CRD#: 108432
BOULDER, CO
Past
February 7, 1995 - July 19, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
BOULDER, CO
Past
August 9, 1991 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
BD
CRD#: 7929
LITTLETON, CO
Past
January 23, 1990 - December 31, 1990
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
March 14, 1988 - January 16, 1990
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
January 28, 1986 - March 9, 1988
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Past
November 3, 1983 - January 14, 1986
CONSOLIDATED INVESTMENT SERVICES, INC.
BD
CRD#: 7929
Past
July 9, 1982 - October 25, 1983
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
July 8, 1982 - August 6, 1982
QUINN & CO., INC.
BD
CRD#: 687
Past
December 1, 1980 - June 9, 1982
OTC NET INCORPORATED
BD
CRD#: 7756
Past
August 29, 1978 - January 12, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
August 29, 1978 - January 12, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
August 29, 1978 - January 12, 1980
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/25/1978
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
