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CC

Corrin E. Campbell

Some features on this profile are disabled
CRD#: 856450
CC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Corrin Emelia Campbell, CFP® was a registered financial professional .

Corrin is a previously registered financial professional and started their career in finance in 1978. Corrin had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CAMPBELL FINANCIAL SERVICES, INC., DBA CAMPBELL AND ASSOCIATES,INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES AND FINANCIAL SERVICES, START DATE: 06/1996 POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: OVERSIGHT AND PREPARATION OF FEDERAL AND STATE TAX FORMS, TAX PLANNING ACTIVITIES, DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CORRIN CAMPBELL INVESTMENT RELATED: NO ADDRESS: BOULDER, CO 80303 NATURE OF BUSINESS: NOTARY SERVICES START DATE: POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: MINMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES 3. NAME OF OTHER BUSINESS: GSTE, LLC INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: REAL ESTATE START DATE: 06/1996 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: INVEST IN RESIDENTIAL AND COMMERCIAL REAL ESTATE 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2022 APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1988

Experience

Past

June 29, 2023 - May 3, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
BOULDER, CO
Past

January 13, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
WESTMINSTER, CO
Past

January 13, 2021 - December 31, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WESTMINSTER, CO
Past

August 17, 2016 - December 31, 2020

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
BOULDER, CO
Past

August 17, 2016 - December 31, 2020

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
BOULDER, CO
Past

February 7, 2003 - July 19, 2016

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
BOULDER, CO
Past

January 1, 1999 - February 7, 2003

THE MASTERS, INC.

RIA
CRD#: 108432
BOULDER, CO
Past

February 7, 1995 - July 19, 2016

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
BOULDER, CO
Past

August 9, 1991 - February 13, 1995

CONSOLIDATED INVESTMENT SERVICES, INC.

BD
CRD#: 7929
LITTLETON, CO
Past

January 23, 1990 - December 31, 1990

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

March 14, 1988 - January 16, 1990

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

January 28, 1986 - March 9, 1988

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
Past

November 3, 1983 - January 14, 1986

CONSOLIDATED INVESTMENT SERVICES, INC.

BD
CRD#: 7929
Past

July 9, 1982 - October 25, 1983

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

July 8, 1982 - August 6, 1982

QUINN & CO., INC.

BD
CRD#: 687
Past

December 1, 1980 - June 9, 1982

OTC NET INCORPORATED

BD
CRD#: 7756
Past

August 29, 1978 - January 12, 1980

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

August 29, 1978 - January 12, 1980

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

August 29, 1978 - January 12, 1980

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/27/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/20/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1980
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/25/1978
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/1994
General Securities Principal Examination

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644

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