Antoine R. Crassa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antoine Rinaldo Crassa, who also goes by Antoine R Crassa, Tony Crassa, was a registered financial professional .
Antoine is a previously registered financial professional and started their career in finance in 1978. Antoine had worked at 14 firms and has passed the Series 66, Series 63, Series 15, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2012 - December 12, 2012
GILFORD SECURITIES INCORPORATED
May 18, 2011 - May 29, 2012
ADVANCED EQUITIES, INC.
May 17, 2011 - May 29, 2012
ADVANCED EQUITIES, INC.
November 17, 2009 - May 9, 2011
NFSG CORPORATION
October 5, 2009 - May 9, 2011
NEWBRIDGE SECURITIES CORPORATION
March 19, 2007 - October 23, 2009
CHASE INVESTMENT SERVICES CORP.
March 19, 2007 - October 23, 2009
CHASE INVESTMENT SERVICES CORP.
January 3, 2005 - March 29, 2006
OPPENHEIMER & CO. INC.
January 21, 2004 - August 4, 2004
AEGIS CAPITAL CORP.
February 15, 2001 - June 3, 2002
CIBC WORLD MARKETS CORP.
July 19, 1999 - March 23, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1992 - July 9, 1998
PRUDENTIAL EQUITY GROUP, LLC
November 3, 1989 - January 17, 1992
SALOMON BROTHERS INC.
September 2, 1987 - June 27, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
March 10, 1983 - July 21, 1987
J.P. MORGAN SECURITIES LLC
July 24, 1980 - April 18, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 1979 - July 25, 1980
J.P. MORGAN SECURITIES LLC
September 26, 1978 - December 5, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/20/1985
Foreign Currency Options ExaminationSeries 5
Date: 6/19/1982
Interest Rate Options ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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