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Antoine Rinaldo Crassa

CRD# 856377·Registered 1978 - 2012
Previously Registered: Being a previously registered professional could mean that Antoine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antoine Rinaldo Crassa, who also goes by Antoine R Crassa, Tony Crassa, was a registered financial advisor. Antoine was a previously registered financial professional and started their career in finance 1978 - 2012. Antoine had worked at 14 firms and has passed the Series 66, Series 63, Series 15, Series 5, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Antoine R Crassa, Tony Crassa

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
May 30, 2012 - December 12, 2012
ADVANCED EQUITIES, INC.·CRD# 35545
RIA
New York, NY
May 18, 2011 - May 29, 2012
ADVANCED EQUITIES, INC.·CRD# 35545
BD
New York, NY
May 17, 2011 - May 29, 2012
NFSG CORPORATION·CRD# 130814
RIA
Forest Hills, NY
November 17, 2009 - May 9, 2011
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Forest Hills, NY
October 5, 2009 - May 9, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Elmhurst, NY
March 19, 2007 - October 23, 2009
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Elmhurst, NY
March 19, 2007 - October 23, 2009
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 3, 2005 - March 29, 2006
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
January 21, 2004 - August 4, 2004
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
February 15, 2001 - June 3, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 19, 1999 - March 23, 2001
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 6, 1992 - July 9, 1998
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 3, 1989 - January 17, 1992
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
September 2, 1987 - June 27, 1989
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
March 10, 1983 - July 21, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
July 24, 1980 - April 18, 1983
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
November 20, 1979 - July 25, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - December 5, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
August 25, 1978 - September 26, 1978

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Current Firm

GS
GILFORD SECURITIES INCORPORATED

GILFORD SECURITIES INCORPORATED

CRD#: 8076 / SEC#: 8-24230
BD
Terminated by SEC on 12/28/2015

Contact Information

Established

New York since 09/24/1979

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORTHINGTON, RALPH IVCHAIRMAN AND CEO, CHIEF COMPLIANCE OFFICER472943
SACHS, BONNIE JANE EDELMANDIRECTOR, CFO, COO725100

Disclosures

Regulatory Event

21

Arbitration

29

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 1999About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Apr 1985

Series 5 — Interest Rate Options Examination

Passed Jun 1982

Series 7 — General Securities Representative Examination

Passed Aug 1978About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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