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DG

Donald P. Gerighty

Some features on this profile are disabled
CRD#: 856187
DG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Patrick Gerighty was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1978. Donald had worked at 12 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 9, 1993 - February 28, 1997

STRATEGIC RESOURCE MANAGEMENT, INC.

BD
CRD#: 28974
AURORA, CO
Past

February 23, 1990 - November 12, 1990

SHAMROCK PARTNERS, LTD

BD
CRD#: 23955
MEDIA, PA
Past

August 4, 1989 - February 24, 1990

AESIR SECURITIES, INC.

BD
CRD#: 18258
Past

April 14, 1989 - June 23, 1989

J. B. STERLING CORP. (INVESTMENT SECURITIES)

BD
CRD#: 8205
Past

October 25, 1988 - January 24, 1989

FITZGERALD, TALMAN, INC.

BD
CRD#: 13699
Past

March 15, 1988 - October 24, 1988

MARSHALL DAVIS, INC.

BD
CRD#: 16278
Past

September 26, 1986 - March 22, 1988

KOBER FINANCIAL CORP.

BD
CRD#: 17551
ENGLEWOOD, CO
Past

July 11, 1985 - July 23, 1987

HICKEY, KOBER, INCORPORATED

BD
CRD#: 10290
Past

December 4, 1984 - May 6, 1985

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
Past

December 20, 1982 - February 25, 1983

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

November 6, 1980 - April 5, 1983

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

August 25, 1978 - February 20, 1991

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/8/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1993
General Securities Representative Examination

Current Firm

SR
STRATEGIC RESOURCE MANAGEMENT, INC.
STRATEGIC RESOURCE MANAGEMENT, INC.

CRD#: 28974 / SEC#: , 8-44031

BD
Cancelled by SEC on 06/29/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 07/12/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC RESOURCE MANAGEMENT, INC.

CRD#: 28974

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