William T. Spiropoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Theodore Spiropoulos, who also goes by William T Spiropoulos, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2006 - December 31, 2013
CORESTATES CAPITAL ADVISORS, LLC
July 1, 2003 - January 23, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - January 23, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 5, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 22, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - September 29, 2000
CITIGROUP GLOBAL MARKETS INC.
July 21, 1982 - July 31, 1993
LEHMAN BROTHERS INC.
March 25, 1982 - December 3, 1982
GRUNTAL & CO., L.L.C.
April 3, 1980 - April 1, 1982
E. W. SMITH CO.
August 25, 1978 - May 9, 1980
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CORESTATES CAPITAL ADVISORS, LLC
CRD#: 137697 / SEC#: 801-64854
Contact information
Red Flags
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