Marc D. Orourke

FINANCIAL GRAVITY FAMILY OFFICE SERVICES

Novato, CA

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CRD#: 856163

Professional summary

Marc David Orourke, who also goes by M. David Orourke, is a registered financial advisor currently at FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC located in Novato, California.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marc has worked at 18 firms and has passed the Series 63, Series 66, Series 79TO, Series 7TO, SIE, Series 3, Series 31, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

M. David Orourke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President of Sofos Investments, Inc - Investment Related. Started 05/2020 - 825 Watters Creek, Building M, Ste 250 Allen, TX 75013 - 160+ hours per month all during trading. Registered Representative of Forta Financial Group, Inc. - Investment Related. Started 05/2020. 5445 DTC Pkwy Suite 1100 Greenwood Village, CO 80111 40 hours per month all during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc David Orourke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2023 - Present

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

RIA

CRD#: 316024

Novato, CA

Past

May 24, 2021 - October 4, 2021

FORTA FINANCIAL GROUP, INC.

RIA

CRD#: 28784

Novato, CA

Past

May 12, 2020 - October 4, 2021

FORTA FINANCIAL GROUP, INC.

CRD#: 28784

AUSTIN, TX

Past

May 8, 2020 - January 4, 2023

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

RIA

CRD#: 144008

Novato, CA

Past

February 19, 2020 - May 4, 2020

PAULSON INVESTMENT ADVISORS, LLC

RIA

CRD#: 304328

LAKE OSWEGO, OR

Past

December 5, 2018 - May 4, 2020

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

San Francisco, CA

Past

December 3, 2018 - May 4, 2020

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

San Francisco, CA

Past

January 4, 2018 - November 30, 2018

BROXTON CAPITAL ADVISORS

RIA

CRD#: 136914

Los Angeles, CA

Past

July 26, 2016 - August 22, 2017

ASSEMBLY WEALTH

RIA

CRD#: 108834

SAN FRANCISCO, CA

Past

October 17, 2012 - May 10, 2016

FREEDOM INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 126052

SAN RAFAEL, CA

Past

January 12, 2010 - January 3, 2011

WILLOW CREEK WEALTH MANAGEMENT, INC.

RIA

CRD#: 109240

SEBASTOPOL, CA

Past

April 25, 2007 - November 19, 2009

BELL INVESTMENT ADVISORS INC

RIA

CRD#: 108383

SANTA ROSA, CA

Past

August 4, 2006 - February 22, 2007

HOWE BARNES HOEFER & ARNETT, INC.

CRD#: 2240

SAN FRANCISCO, CA

Past

September 18, 2003 - March 19, 2007

HOEFER & ARNETT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 110561

SAN FRANCISCO, CA

Past

September 8, 2003 - August 4, 2006

HOEFER & ARNETT, INCORPORATED

CRD#: 10883

SAN FRANCISCO, CA

Past

July 22, 2002 - October 16, 2002

MYCFO SECURITIES, LLC

CRD#: 111657

SAN FRANCISCO, CA

Past

March 15, 2001 - September 18, 2002

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

RIA

CRD#: 104518

SAN FRANCISCO, CA

Past

October 11, 2000 - September 11, 2002

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

January 11, 2000 - October 20, 2000

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

September 24, 1998 - January 20, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

CRD#: 316024 / SEC#: 801-122258

RIA

Registered Investment Advisory firm - (9/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2023)

IAR

Texas
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/18/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/1/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/29/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/5/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/15/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 10/28/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/23/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 7/13/2006

Financial and Operations Principal Examination

Current Firm

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

CRD#: 316024 / SEC#: 801-122258

RIA

Registered Investment Advisory firm - (9/9/2021 Approved)

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Contact information

Main Address

2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734

Mailing Address

Phone number

(800) 588-3893

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (12/20/2024)

Regulatory assets under management

Total Number of Accounts	1,745
AUM (Assets Under Management)	$ 467,196,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc D. Orourke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc David Orourke's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTA FINANCIAL GROUP, INC.

FORTA FINANCIAL GROUP, INC.

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

PAULSON INVESTMENT ADVISORS, LLC

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

BROXTON CAPITAL ADVISORS

ASSEMBLY WEALTH

FREEDOM INVESTMENT MANAGEMENT, INC.

WILLOW CREEK WEALTH MANAGEMENT, INC.

BELL INVESTMENT ADVISORS INC

HOWE BARNES HOEFER & ARNETT, INC.

HOEFER & ARNETT CAPITAL MANAGEMENT, INC.

HOEFER & ARNETT, INCORPORATED

MYCFO SECURITIES, LLC

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

DEAM INVESTOR SERVICES, INC.

NEUBERGER BERMAN BD LLC

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/2018

Series 66

Date: 10/1/1998

Series 79TO

Date: 10/29/2019

Series 7TO

Date: 12/5/2018

SIE

Date: 10/31/2018

Series 3

Date: 11/15/2000

Series 31

Date: 10/28/1998

Series 7

Date: 9/23/1998

Series 27

Date: 7/13/2006

Current Firm

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

TRUST BUT VERIFY

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