Robert Millstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Millstein, who also goes by Robert Michael Millstein, Roby Millstein, Rohit Millstein, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2009 - July 16, 2026
MILLSTEIN ADVISORS, LLC
July 1, 2008 - December 1, 2008
FIDELITY BROKERAGE SERVICES LLC
November 9, 2007 - March 19, 2008
MILLSTEIN INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLSTEIN ADVISORS, LLC
CRD#: 150992 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 9,835,976 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
