Roger D. Haan
Professional summary
Roger Dean Haan is a registered financial professional currently at CORRELL CO. INVESTMENT SERVICES CORP. located in Hickory Hills, Illinois.
Roger is registered as a RR (Registered Representative) and started their career in finance in 1978. Roger has worked at 2 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Dean Haan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 1999 - Present
CORRELL CO. INVESTMENT SERVICES CORP.
Office #1: 9655 South 78th Aveenue, Hickory Hills, IL 60457-2211Office #2: 9655 South 78th Avenue, Hickory Hills, IL 60457-2211August 24, 1978 - November 4, 1999
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2023)
(10/11/1999)
(12/2/2014)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 8/16/1978
Registered Representative ExaminationFINRA
Current Firm
CORRELL CO. INVESTMENT SERVICES CORP.
CRD#: 38995 / SEC#: 801-42789, 8-48507
Contact information
FINRA licenses (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 233,300,000 |
Red Flags
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Company Information
CORRELL CO. INVESTMENT SERVICES CORP.
CRD#: 38995Hickory Hills, IL 60457-2211TRUST BUT VERIFY
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