Boswell W. Bent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boswell Winston Bent was a registered financial professional .
Boswell is a previously registered financial professional and started their career in finance in 1982. Boswell had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2023 - December 31, 2023
RNR SECURITIES, L.L.C.
January 5, 2021 - December 31, 2022
CETERA WEALTH SERVICES, LLC
February 1, 2019 - December 31, 2020
CETERA WEALTH SERVICES, LLC
June 2, 2008 - February 1, 2019
NORTH RIDGE SECURITIES CORP.
July 21, 2006 - June 4, 2008
BASIC INVESTORS INC.
March 7, 2005 - April 13, 2006
J.P. TURNER & COMPANY, L.L.C.
November 3, 2004 - July 2, 2008
RNR SECURITIES, L.L.C.
September 10, 1996 - October 12, 2004
INVESTACORP, INC.
October 14, 1982 - August 19, 1996
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/17/1978
Registered Representative ExaminationCurrent Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
