Salvadore A. Sinopoli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvadore Alfred Sinopoli, who also goes by Sam Sinopoli, was a registered financial professional .
Salvadore is a previously registered financial professional and started their career in finance in 1996. Salvadore had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2004 - December 5, 2022
SAM SINOPOLI, REGISTERED INVESTMENT ADVISOR
April 22, 2003 - May 27, 2004
CITIGROUP GLOBAL MARKETS INC.
August 31, 2000 - May 27, 2004
CITIGROUP GLOBAL MARKETS INC.
October 25, 1996 - September 13, 2000
UBS FINANCIAL SERVICES INC.
August 12, 1996 - October 22, 1996
SEIBT FINANCIAL SERVICES, INC
March 20, 1996 - August 1, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAM SINOPOLI, REGISTERED INVESTMENT ADVISOR
CRD#: 131217 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 10,046,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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