Gilbert H. Dudrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert Henry Dudrow JR, who also goes by Gil Dudrow, was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 1978. Gilbert had worked at 8 firms and has passed the Series 63, SIE, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - December 31, 2015
ANICO FINANCIAL SERVICES, INC.
April 21, 2008 - September 4, 2012
SECURITIES MANAGEMENT & RESEARCH, INC.
May 9, 2005 - April 11, 2006
ASHTON STEWART & CO., INC.
October 30, 2003 - May 7, 2004
QUASAR DISTRIBUTORS, LLC
August 7, 2001 - May 13, 2003
ALLIANZ LIFE FINANCIAL SERVICES, LLC
September 25, 1992 - January 28, 1998
NATIONAL PLANNING CORPORATION
November 25, 1986 - October 9, 1990
F & G SECURITIES, INC.
August 17, 1978 - October 14, 1982
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/8/1978
Registered Representative ExaminationCurrent Firm
ANICO FINANCIAL SERVICES, INC.
CRD#: 158883 / SEC#: , 8-68938
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
