Ted E. Pack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Everett Pack was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1982. Ted had worked at 9 firms and has passed the Series 63, Series 7, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1992 - August 28, 2000
FINANCIAL PLANNING SECURITIES, INC.
September 16, 1992 - November 16, 1992
MOMENTUM INDEPENDENT NETWORK INC.
April 5, 1991 - September 25, 1992
CROMWELL SECURITIES, INC.
June 8, 1989 - April 1, 1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 9, 1988 - June 10, 1989
KAVANAUGH SECURITIES, INC.
December 11, 1986 - August 25, 1988
STONEX SECURITIES INC.
July 22, 1986 - January 19, 1987
PLANVEST CAPITAL CORPORATION
January 4, 1985 - August 12, 1986
PILOT FINANCIAL SERVICES, INC.
June 8, 1982 - January 18, 1985
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/7/1978
Registered Representative ExaminationCurrent Firm
FINANCIAL PLANNING SECURITIES, INC.
CRD#: 30768 / SEC#: , 8-45177
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
