JH
Joseph B. Hill
PLANMEMBER SECURITIES
Kaysville, UT 84037
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CRD#: 855644
JH
Professional summary
Joseph Brent Hill, who also goes by Brent Hill, J. Brent Hill, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Kaysville, Utah.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Joseph has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent Hill | J. Brent Hill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIAL EDUACATIONAL SYSTEMS-610 N. Kays Drive, Suite 100, KAYSVILLE, UT 84037; INVESTMENT RELATED; FINANCIAL/INSURANCE SALES & SVCS; OWNER/PRESIDENT; START DATE 1987; 80 HR/MNTH & DURING TRADING. 2) US RETIREMENT PARTNERS-610 N. Kays Drive, Suite 100, KAYSVILLE, UT 84037; INVESTMENT RELATED; INSURANCE & RETIREMENT PLANNING SALES & SVCS; PARTNER; START DATE 1/09; 160 HRS/MNTH & DURING TRADING. 3) J. BRENT HILL (SELF EMPLOYED) - 610 N. Kays Drive, Suite 100, KAYSVILLE, UT 84037; INVESTMENT RELATED; INSURANCE, ANNUITIES SALES & SVCS; AGENT; START DATE 8/10; 80 HRS/MNTH & DURING TRADING. 4) PRECISION RETIREMENT GROUP-114 N. BRIDGE ST, CHIPPEWA FALLS, WI 54729; NONINVESTMENT RELATED; ENROLLMENTS SVCS INTO MEDICAL TRUST HEALTH REIMBURSEMENT ARRANGEMENTS; AGENT; START DATE 11/08; 10 HRS/MNTH & DURING TRADING. 5) HILL BROS. LAND & DEVELOPMENT LLC-388 N. ANGEL ST., KAYSVILLE, UT, 84037; NONINVESTMENT RELATED; LAND DEVELOPMENT; TRUSTEE (LLC); START DATE 4/13; 10 HRS/MNTH & DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Brent Hill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Brent Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 610 N. Kays Drive, Suite 100, Kaysville, UT 84037RIA
BD
CRD#: 11869
Kaysville, UT
Current
November 7, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 610 N. Kays Drive, Suite 100, Kaysville, UT 84037RIA
BD
CRD#: 11869
Kaysville, UT
Past
August 2, 2010 - November 11, 2014
GWN SECURITIES INC.
RIA
CRD#: 128929
Kaysville, UT
Past
August 2, 2010 - November 11, 2014
GWN SECURITIES INC.
BD
CRD#: 128929
Kaysville, UT
Past
August 1, 2007 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
RIA
CRD#: 36451
KAYSVILLE, UT
Past
December 4, 2006 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
KAYSVILLE, UT
Past
June 4, 2004 - August 17, 2004
W.H. STUART INVESTMENT ADVISORY CORPORATION
RIA
CRD#: 127882
NORCROSS, GA
Past
November 6, 2003 - December 4, 2006
STUART SECURITIES CORP.
BD
CRD#: 47076
NORCROSS, GA
Past
January 29, 2002 - November 21, 2003
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
KAYSVILLE , UT
Past
January 3, 2002 - November 21, 2003
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
December 22, 1997 - December 31, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 29, 1997 - December 8, 1997
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
Past
July 10, 1997 - December 8, 1997
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
CARMEL, IN
Past
February 4, 1997 - December 18, 1997
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
FOLSOM, CA
Past
May 30, 1995 - December 31, 1996
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
April 16, 1987 - December 31, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
October 3, 1984 - August 19, 1986
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Past
August 9, 1978 - August 21, 1984
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/12/2021)
RR
California(8/12/2021)
RR
Colorado(8/12/2021)
RR
Idaho(8/12/2021)
RR
Nevada(11/7/2014)
RR
Utah(11/7/2014)
IAR
Utah(11/12/2014)
RR
Virginia(8/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/5/1978
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Kaysville, UT 84037TRUST BUT VERIFY
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Contact information
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