Robert Joseph Sullivan
CFP®Professional Summary
ROBERT JOSEPH SULLIVAN, CFP®, who also goes by Bob Sullivan, was a registered financial advisor. ROBERT was a previously registered financial professional and started their career in finance 1978 - 2024. ROBERT had worked at 10 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Robert is a Partner in our Los Altos office and has more than thirty years of wealth management experience. He focuses on providing affluent individuals and families with the diverse investment and financial planning solutions needed to facilitate the accumulation, growth, preservation, and transition of assets among generations. His goal is to educate clients so they can make informed decisions and act in their own best interests. Robert joined the firm in January 2020 when...
Other Aliases
Bob Sullivan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
48 years in the financial services industry
Current & Past Employments
Education
San Jose State University
Business Management, B.S.
Business Management, B.S.
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Current Firm
CERITY PARTNERS | MILSTEIN ADVISORS LLC | HPM PARTNERS SFO ALLIANCE | HPM PARTNERS LLC | CERITY PARTNERS LLC
Contact Information
Main Address
99 Park Avenue 16th Floor, New York, NY 10016Phone Number
(212) 850-4260# of Employees
1,529SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
26,230AUM (Assets Under Management)
$161,675,524,141Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/23/2026 | Cover Page | Report |
| 10/23/2025 | Cover Page | Report |
| 07/24/2024 | Cover Page | Report |
| 09/28/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CERITY PARTNERS | MILSTEIN ADVISORS LLC | HPM PARTNERS SFO ALLIANCE | HPM PARTNERS LLC | CERITY PARTNERS LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Aug 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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