ERNEST T. GEORGE
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
ERNEST T GEORGE, CFP®, who also goes by Ernest Thornton George III, Ernest Thornton George, Ernest Thorton George, Ernie George, was a registered financial professional .
ERNEST is a previously registered financial professional and started their career in finance in 1978. ERNEST had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
July 14, 2021 - January 9, 2026
MERCER GLOBAL ADVISORS INC.
June 17, 2013 - September 30, 2021
ET GEORGE INVESTMENT MANAGEMENT, LLC
January 2, 2009 - July 16, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 28, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 11, 1990 - January 3, 1991
MONY SECURITIES CORPORATION
October 23, 1989 - July 16, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 3, 1986 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
January 4, 1985 - November 11, 1989
JOHN HANCOCK DISTRIBUTORS LLC
October 27, 1982 - November 7, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 31, 1982 - October 31, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 7, 1978 - July 17, 1981
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 7, 1978 - March 30, 1987
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/3/1978
Registered Representative ExaminationCurrent Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
