AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JN

Jane S. Nize

Some features on this profile are disabled
CRD#: 855379
JN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jane Scripka Nize, who also goes by Jane Niezgorski, Jane S Nize, Jane Scripta, was a registered financial professional .

Jane is a previously registered financial professional and started their career in finance in 1978. Jane had worked at 12 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jane Niezgorski | Jane S Nize | Jane Scripta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 14, 1989 - January 23, 1990

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

October 21, 1988 - June 27, 1989

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

March 15, 1988 - May 23, 1988

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI, FL
Past

February 22, 1988 - March 22, 1988

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
NEW YORK, NY
Past

November 8, 1985 - January 4, 1988

INVESTMENT BANKERS AND BROKERS, INC.

BD
CRD#: 15968
Past

March 8, 1982 - February 9, 1984

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

August 20, 1981 - February 20, 1982

BUELL SECURITIES CORP.

BD
CRD#: 1342
GLASTONBURY, CT
Past

July 29, 1980 - August 4, 1981

FAHNESTOCK INTERNATIONAL INC.

BD
CRD#: 279
NEW YORK, NY
Past

April 19, 1979 - July 27, 1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 3, 1978 - February 11, 1979

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

August 3, 1978 - February 11, 1979

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

August 3, 1978 - February 11, 1979

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DS
DOMINARI SECURITIES LLC
DOMINARI SECURITIES LLC | SPECTRUM FINANCIAL STRATEGIES, INC. | NUTMEG SECURITIES, LTD. | NUTMEG SECURITIES, LLC | METRO PENSION ANALYSTS, LTD. | FUTURES BENEFITS | FREEDOM FINANCIAL SERVICES, INC | FIELDPOINT PRIVATE SECURITIES, LLC | FIELDPOINT PRIVATE SECURITIES LLC | E-BENEFITS

CRD#: 18975 / SEC#: 801-78295, 8-37105

RIA
Registered Investment Advisory firm - SEC (7/31/2013 Approved)
Arizona
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
California
Registered Investment Advisory firm - SEC (9/22/2013 Terminated)
Colorado
Registered Investment Advisory firm - SEC (8/23/2013 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (8/27/2013 Terminated)
Delaware
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Florida
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Georgia
Registered Investment Advisory firm - SEC (8/26/2013 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (8/28/2013 Terminated)
Maryland
Registered Investment Advisory firm - SEC (1/22/2013 Terminated)
Michigan
Registered Investment Advisory firm - SEC (9/9/2013 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/17/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/4/2013 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
New York
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Ohio
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Oregon
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Texas
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/1979
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 7/27/1978
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/28/1985
General Securities Principal Examination

Current Firm

DS
DOMINARI SECURITIES LLC
DOMINARI SECURITIES LLC | SPECTRUM FINANCIAL STRATEGIES, INC. | NUTMEG SECURITIES, LTD. | NUTMEG SECURITIES, LLC | METRO PENSION ANALYSTS, LTD. | FUTURES BENEFITS | FREEDOM FINANCIAL SERVICES, INC | FIELDPOINT PRIVATE SECURITIES, LLC | FIELDPOINT PRIVATE SECURITIES LLC | E-BENEFITS

CRD#: 18975 / SEC#: 801-78295, 8-37105

RIA
Registered Investment Advisory firm - SEC (7/31/2013 Approved)
Arizona
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
California
Registered Investment Advisory firm - SEC (9/22/2013 Terminated)
Colorado
Registered Investment Advisory firm - SEC (8/23/2013 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (8/27/2013 Terminated)
Delaware
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Florida
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Georgia
Registered Investment Advisory firm - SEC (8/26/2013 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (8/28/2013 Terminated)
Maryland
Registered Investment Advisory firm - SEC (1/22/2013 Terminated)
Michigan
Registered Investment Advisory firm - SEC (9/9/2013 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/17/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/4/2013 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
New York
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Ohio
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Oregon
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
Texas
Registered Investment Advisory firm - SEC (8/22/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
725 Fifth Avenue 23rd Fl., New York, NY, 10022
Mailing Address
725 Fifth Avenue 23rd Fl., New York, NY, 10022
Phone number
(212) 393-4500
Established
Delaware since 04/05/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
11

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

DOMINARI SECURITIES ADV PART 2 BROCHURE (2025) (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
DOMINARI FINANCIAL, INC.OWNER
CAMPBELL, ROBERT NMNFINOP1349154
DEIGNAN, EDWARD PHILIP JRPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER4597976
MERCADO, JAIMECHIEF COMPLIANCE OFFICER, AMLCO2863760
NEWMAN, ERICEVP/ROP2509259
WILLIAMS, JOHN MARSHALLCOMPLIANCE OFFICER2833948
WOOL, KYLE MICHAELCEO/ PRESIDENT4238101

Regulatory assets under management

Total Number of Accounts235
AUM (Assets Under Management)$ 41,647,787

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOMINARI SECURITIES LLC

CRD#: 18975

TRUST BUT VERIFY

Monitor Jane Nize

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics