LE
Larry G. Etzweiler
EAGLE STRATEGIES LLC
REDLANDS, CA 92374
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CRD#: 855267
LE
Professional summary
Larry Gordon Etzweiler is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Redlands, California and NYLIFE SECURITIES LLC located in Redlands, California.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Larry has worked at 3 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM AN INVESTMENT ADVISER REPRESENTATIVE WITH EAGLE STRATEGIES CORP.
APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.
FOX FINANCIAL AND INSURANCE SERVICES, 451 EAST VANDERBILT WAY, SUITE 400, SAN BERNARDINO, CA 92408 STATE OF CALIFORNIA. DBA WILL BE USED FOR NON REGISTERED INSURANCE PRODUCTS NOT OFFERED BY NEW YORK LIFE AND ALSO, WILL OFFER PRODUCTS OFFERED BY NYL (IE LIFE, HEALTH, FIXED ANNUITIES, DISABILITY. POSITION: FINANCIAL ADVISOR
DBA/FOX FINANCIAL AND INSURANCE SERVICES NO REGISTERED INSURANCE PRODUCTS NOT OFFERED BY NEW YORK LIFE.
BROKERING THE SALE OF NON-REGISTERED INSURANCE PRODUCTS NOT OFFERED BY NEW YORK LIFE.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Gordon Etzweiler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 1995 - Present
EAGLE STRATEGIES LLC
Office #1: 1447 Ford Street Suite 105, Redlands, CA 92374RIA
CRD#: 110826
REDLANDS, CA
Current
October 28, 1982 - Present
NYLIFE SECURITIES LLC
Office #1: 1447 Ford Street Suite 105, Redlands, CA 92374-6395BD
CRD#: 5167
Redlands, CA
Past
January 25, 1996 - December 12, 1996
EAGLE STRATEGIES CORP
BD
CRD#: 36707
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2008)
RR
California(6/12/1984)
IAR
California(7/18/1995)
RR
Florida(12/9/2025)
RR
Idaho(10/14/2021)
RR
Minnesota(10/14/2025)
RR
Oregon(9/14/2015)
RR
Tennessee(3/12/2012)
RR
Texas(9/19/2018)
IAR
Texas(10/1/2018)
RR
Utah(9/15/2016)
RR
Washington(11/5/2018)
RR
Wyoming(4/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/17/1978
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Redlands, CA 92374TRUST BUT VERIFY
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