David W. Glossinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wise Glossinger, who also goes by Dave Glossinger, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1978. David had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 2 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2017 - February 19, 2018
ZENITH ADVISORY GROUP, LLC
August 26, 2008 - August 30, 2012
CONSTELLATION WEALTH ADVISORS
November 15, 2007 - January 22, 2009
SHEPHERD KAPLAN LLC
July 23, 2001 - December 12, 2005
CORPORATE RESEARCH, LLC
May 9, 1996 - July 27, 2001
BOSTON MERCHANT FINANCIAL SERVICES, INC.
April 4, 1995 - January 22, 1996
AMS SECURITIES, INC.
August 5, 1994 - November 10, 1994
CAPITAL INVESTMENT GROUP, INC.
October 20, 1980 - August 30, 1988
EQUITABLE ADVISORS, LLC
July 28, 1978 - March 2, 1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/6/1991
Non-Member General Securities ExaminationSeries 1
Date: 7/24/1978
Registered Representative ExaminationCurrent Firm
ZENITH ADVISORY GROUP, LLC
CRD#: 287801 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 135 |
| AUM (Assets Under Management) | $ 58,135,184 |
Red Flags
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