AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MS

Michael A. Stolper

Some features on this profile are disabled
CRD#: 855175
MS
Michael Aaron Stolper

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Aaron Stolper was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1978. Michael had worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 3 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 10, 2023 - July 1, 2026

PATHSTONE

RIA
CRD#: 151736
NEWTOWN SQUARE, PA
Past

March 19, 2004 - September 18, 2023

VERITABLE LP

RIA
CRD#: 130758
EDGEMONT, PA
Past

June 16, 2001 - April 2, 2004

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
PITTSBURGH, PA
Past

October 21, 1999 - June 16, 2001

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY
Past

December 17, 1998 - October 14, 1999

PNC BROKERAGE CORP

BD
CRD#: 34671
PITTSBURGH, PA
Past

October 8, 1981 - March 14, 1987

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
Past

July 25, 1978 - September 10, 1981

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PATHSTONE
PATHSTONE
PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA
Registered Investment Advisory firm - (12/4/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/29/1998
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/21/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 2/13/1997
National Commodity Futures Examination

Current Firm

PATHSTONE
PATHSTONE
PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA
Registered Investment Advisory firm - (12/4/2009 Approved)
Loading...

Contact information

Main Address
10 Sterling Blvd Suite 402, Englewood, NJ 07631
Mailing Address
Phone number
(201) 944-7284
Established
Firm type
Fiscal year end
# of Employees
663

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PATHSTONE ADV PART 2A (4/3/2025)

Regulatory assets under management

Total Number of Accounts26,320
AUM (Assets Under Management)$ 100,444,137,501

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/22/2025
Cover Page
Report
09/27/2024
Cover Page
Report
10/25/2023
Cover Page
Report
01/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PATHSTONE

PATHSTONE

CRD#: 151736

TRUST BUT VERIFY

Monitor Michael Stolper

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.