Clifford E. Myatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Edward Myatt JR, who also goes by Cliff Myatt Jr, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1978. Clifford had worked at 9 firms and has passed the Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2003 - June 30, 2004
FAIRBRIDGE CAPITAL MARKETS
February 6, 1997 - January 27, 2003
RD CAPITAL GROUP, INC.
November 15, 1991 - February 6, 1997
SYDNEY PREVOR AND CO. INC.
July 19, 1990 - October 31, 1991
CLARK MELVIN SECURITIES CORPORATION
October 14, 1988 - July 22, 1989
FIRST CONTINENTAL CORPORATION
July 14, 1987 - October 25, 1988
MORGAN STANLEY DW INC.
September 26, 1978 - June 24, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
July 25, 1978 - September 15, 1978
THE SECURITIES CORPORATION OF PUERTO RICO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/23/1981
Interest Rate Options ExaminationCurrent Firm
FAIRBRIDGE CAPITAL MARKETS
CRD#: 103818 / SEC#: , 8-52351
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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