Jerry M. Stuber

TRUST ADVISORY GROUP LTD

TYBEE ISLAND, GA

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CRD#: 855120

Professional summary

Jerry Malcolm Stuber, who also goes by Jerry Malcolm Stuben, is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Tybee Island, Georgia and STONEX SECURITIES INC. located in Tybee Island, Georgia.

Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Jerry has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Malcolm Stuben

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jerry Stuber Rental Property; NOT investment related; Savannah, GA; own rental property; 1/15/2015; 5 hrs/month with 2 hrs/month during trading hours; own, rent and maintain property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Malcolm Stuber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2017 - Present

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

TYBEE ISLAND, GA

Current

September 27, 2024 - Present

STONEX SECURITIES INC.

CRD#: 18456

TYBEE ISLAND, GA

Past

February 24, 2017 - September 24, 2024

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

Tybee Island, GA

Past

May 18, 2007 - July 24, 2017

SOURCE CAPITAL GROUP, INC.

RIA

CRD#: 36719

TYBEE ISLAND, GA

Past

September 11, 2006 - April 24, 2017

SOURCE CAPITAL GROUP, INC.

CRD#: 36719

WESTPORT, CT

Past

March 13, 2003 - September 7, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAVANNAH, GA

Past

October 1, 1999 - September 7, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAVANNAH, GA

Past

September 9, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

October 6, 1986 - September 10, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 24, 1978 - October 10, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(3/23/2017)

Georgia
(9/27/2024)

North Carolina
(10/22/2024)

Virginia
(9/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 7/15/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 7/23/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

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Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

Phone number

(800) 292-2411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAG ADV2A 072825 (7/29/2025)

Regulatory assets under management

Total Number of Accounts	1,720
AUM (Assets Under Management)	$ 494,407,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerry M. Stuber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Malcolm Stuber's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

AGES FINANCIAL SERVICES, LTD.

SOURCE CAPITAL GROUP, INC.

SOURCE CAPITAL GROUP, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

TRUST ADVISORY GROUP LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/1993

Series 63

Date: 6/12/1981

SIE

Date: 10/1/2018

Series 5

Date: 12/11/1982

Series 7

Date: 7/15/1978

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 7/23/1990

FINRA

Current Firm

TRUST ADVISORY GROUP LTD

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ADVISORY GROUP LTD

TRUST BUT VERIFY

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