Randall R. Last
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Russell Last CFA, who also goes by Randall Russell Last, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1978. Randall had worked at 6 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2012 - December 31, 2025
WALRUS PARTNERS, LLC
February 25, 1997 - April 8, 1998
COLLIERS SECURITIES LLC
September 1, 1994 - March 20, 1997
PRINCIPAL FINANCIAL SECURITIES,INC.
July 19, 1993 - September 1, 1994
HAMILTON INVESTMENTS, INC.
February 9, 1982 - July 19, 1993
CRAIG-HALLUM, INC.
July 24, 1978 - February 9, 1982
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
WALRUS PARTNERS, LLC
CRD#: 115071 / SEC#: 801-63137
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 8,960,000 |
Red Flags
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