Craig B. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Bernard Johnson was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1978. Craig had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 1999 - December 22, 2017
CRAIG B. JOHNSON, CFP
September 8, 1993 - December 14, 1998
HORNOR, TOWNSEND & KENT, LLC
November 23, 1992 - August 31, 1993
UBS FINANCIAL SERVICES INC.
March 7, 1988 - May 13, 1988
LEHMAN BROTHERS INC.
January 17, 1979 - March 7, 1988
E. F. HUTTON & COMPANY INC
July 24, 1978 - January 26, 1979
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 11/11/1981
Interest Rate Options ExaminationCurrent Firm
CRAIG B. JOHNSON, CFP
CRD#: 117416 / SEC#:
Contact information
Red Flags
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