Dennis A. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Arnold Wilson was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1978. Dennis had worked at 5 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7, Series 53, Series 12, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2008 - December 31, 2016
WILSON ADVISORY SERVICES, DBA
March 31, 1998 - August 9, 2007
RBC CAPITAL MARKETS, LLC
March 2, 1998 - August 9, 2007
RBC CAPITAL MARKETS, LLC
November 22, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
November 16, 1990 - November 28, 1995
PRUDENTIAL EQUITY GROUP, LLC
July 21, 1978 - November 30, 1990
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/6/1984
Foreign Currency Options ExaminationSeries 5
Date: 4/14/1982
Interest Rate Options ExaminationSeries 12
Date: 3/24/1982
NYSE Branch Manager ExaminationCurrent Firm
WILSON ADVISORY SERVICES, DBA
CRD#: 144999 / SEC#:
Contact information
Red Flags
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